UCL Financial Group is proud to announce Financial Advisor, Mark Miller, LUTCF, has been selected by 5 Star Wealth Managers as one of the top Wealth Managers in Memphis,
The Five Star Wealth Management Award is one of the most widely recognized and reputable programs in the country. Candidates are selected based on market-specific research and criteria including assets under management, client retention rate, credentials, tenure in the industry, along with a thorough review to ensure the candidate is in good standing with regulatory agencies.
Mark states that, “Receiving this recognition again is a great honor, but humbling as well. I am blessed to be able to work with an incredible group of clients, who continue to have trust and confidence in the work we do, year after year. I am also incredibly thankful for the tremendous team we have at UCL Financial, which is comprised of individuals who share in my conviction of prioritizing the delivery of exceptional service to our clients.”
Mark has over 31 years of experience in the financial services industry, all of it at UCL Financial, designing innovative strategies for individuals and business owners. Congratulations to Mark on his inclusion in this prestigious list of financial advisors in the Memphis area!
*The FIVE STAR Wealth Manager list is created by Crescendo Business Services LLC. It includes less than 8% of 542 wealth managers in the Memphis area in 2021.
Award candidates are identified by one of three sources; firm nomination, peer nomination or prequalification. Wealth managers were evaluated across ten criteria; (a) Credentialed as an investment advisory representative or a registered investment advisor; (b) Actively employed as a credentialed professional in the financial services industry for a minimum of five years; (c) Favorable regulatory and complaint history review: (d) Fulfilled their firm review based on internal firm standards; € Accepting new clients; (f) One-year client retention rate; (g) Five-year client retention rate; (h) non-institutional discretionary and/or non-discretionary client assets administered; (i) Number of client households served. (j) Educational and professional designations. Favorable and unfavorable evaluations are included in the score.
Each wealth manager is reviewed by regulatory actions, civil judicial actions, and customer complaints. A favorable regulatory and complaint history is defined by Five Star Professional to mean that the wealth manager has not: *Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; *Had more than a total of three settled or pending customer complaints filed against them with any regulatory authority or through Five Star Professional’s consumer complaint process; h*Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority; *Filed for personal bankruptcy; *Been convicted of a felony. Five Star Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealthy managers. Scores reflect an average of all respondents and are not representative of any one client’s evaluation.
The Five Star award is not indicative of the wealth managers’ future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients’ assets. Working with a FIVE STAR Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. The inclusion of a wealth manager on the Five Start Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or the magazine. Five Star Professional is not an advisory firm.